Forms and applications
Use this form for new or subsequent purchases.
Complete this form if you need to update your address, update your name due to marriage, divorce, or other reasons, add or change the broker/dealer listed on your account, and change distribution instructions.
Complete this form to transfer or re-register an account to a new investor or account type, or for a transfer due to death.
Complete this form to add one or multiple beneficiaries to an account for non-custodial accounts. Contact your financial representative or broker-dealer/RIA firm directly to add a TOD designation on custodial-held accounts.
Complete this form to transfer an account to a new custodian/clearing firm.
Use this form to exchange share classes.
Use this form to request a one-time redemption. More information on the share repurchase plan can be found here.
Complete these forms to open and/or transfer an account into an IRA custodied at First Trust Retirement.
This certification may be used in lieu of providing copies of the first page and signature pages of the actual trust document itself.
For UBS accounts only – Complete this form if you need to update your address, update your name due to marriage, divorce, or other reasons, and change dividend instructions.
For UBS accounts only – Complete this form to transfer into UBS or re-register a UBS account to a new investor or account type, or to transfer due to death.
For UBS accounts only – use this form to exchange share classes.
For UBS accounts only – Use this form to request a one-time redemption.
Use this form for new or subsequent purchases.
Complete this form if you need to update your address, update your name due to marriage, divorce, or other reasons, add or change the broker/dealer listed on your account, and change distribution instructions.
Complete this form to transfer or re-register an account to a new investor or account type, or for a transfer due to death.
Complete this form to add one or multiple beneficiaries to an account for non-custodial accounts. Contact your financial representative or broker-dealer/RIA firm directly to add a Transfer on death designation on custodial-held accounts.
(For registered shareholders only)
Complete this form if you need to update your address, update your name due to marriage, divorce, or other reasons, add or change the broker/dealer listed on your account, and change distribution instructions.
Complete this form to transfer or re-register an account to a new investor or account type, or for a transfer due to death.
Complete this form to add one or multiple beneficiaries to an account for non-custodial accounts. Contact your financial representative or broker-dealer/RIA firm directly to add a Transfer on death designation on custodial-held accounts.
Complete this form to transfer an account to a new custodian/clearing firm.
Complete this form to liquidate the shares of this publicly listed fund.
Complete these forms to open and/or transfer an account into an IRA custodied at First Trust Retirement.
Complete this form to liquidate the shares of one of our publicly listed funds that is custodied at First Trust Retirement found here.
This certification may be used in lieu of providing copies of the first page and signature pages of the actual trust document itself.
(For registered shareholders only)
This link takes you to the FSK investor relations site that links to all the available forms for this investment.
Complete this form if you need to update your address, update your name due to marriage, divorce, or other reasons, add or change the broker/dealer listed on your account, and change distribution instructions.
Complete this form to transfer or re-register an account to a new investor or account type, or for a transfer due to death.
Complete this form to add one or multiple beneficiaries to an account for non-custodial accounts. Contact your financial representative or broker-dealer/RIA firm directly to add a Transfer on death designation on custodial-held accounts.
Complete this form to transfer an account to a new custodian/clearing firm.
Complete these forms to open and/or transfer an account into an IRA custodied at First Trust Retirement.
This certification may be used in lieu of providing copies of the first page and signature pages of the actual trust document itself.